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The Investment Services and Activities and Regulated Markets Laws of 2017 to 2023


MiFID II - Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU 

The Investment Services and Activities and Regulated Markets Laws of 2017 to 2023 (Unofficial Consolidation - only in Greek)

L. 87(Ι)/2017 - Τhe Investment Services and Activities and Regulated Markets Law of 2017 to 2022

L. 44(Ι)/2020 - Τhe Investment Services and Activities and Regulated Markets Amending Law of 2020 (in Greek only)

L. 78(I)/2021 - Τhe Investment Services and Activities and Regulated Markets Amending Law of 2021 (in Greek only)

L. 91(I)/2021 - Τhe Investment Services and Activities and Regulated Markets Amending Law of 2021 (No. 2) (in Greek only)

L. 159(I)/2021 - Τhe Investment Services and Activities and Regulated Markets Amending Law of 2021 (No. 3) (in Greek only)

L. 9(I)/2022 - Τhe Investment Services and Activities and Regulated Markets Amending Law of 2022 (in Greek only)

L. 18(I)/2023 - Τhe Investment Services and Activities and Regulated Markets Amending Law of 2023 (in Greek only)

 

CBC DIRECTIVES

  1. R.A.A. 385/2017 - CBC Directive with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits - Transposition of Directive (EU) 2017/593
  2. Corrected R.A.A. 385/2017 - CBC Directive with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits - Transposition of Directive (EU) 2017/593
  3. R.A.A. 443/2022 – CBC Amending Directive with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (in Greek only) - Transposition of Directive (EU) 2021/1269

Unofficial Consolidation of CBC Directives with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits of 2017 to 2022 (Unofficial Translation)

 

MiFID II DELEGATED ACTS

  1. Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits 
  2. Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive
  3. Commission Delegated Directive (EU) 2021/1269 of 21 April 2021 amending Delegated Directive (EU) 2017/593 as regards the integration of sustainability factors into the product governance obligations

 

MiFID II TECHNICAL STANDARDS

ESMA GUIDELINES adopted by CBC

ESMA Q&As on MiFID II

ESMA OPINIONS

ESMA CONSULTATION PAPERS

MiFID II SINGLE RULEBOOK 

ESMA INVESTOR WARNINGS